Problem detail · source-aware

Smale’s Mean Value Conjecture ($K=1$)

candidateconfidence 50%

VibeMathed reports this item as candidate. VibeMath preserves that report as a source assertion and has not independently authored a plain-language mathematical explanation.

Precise statement

Smale conjectured that in his mean value theorem for complex polynomials, the universal constant $4$ could be replaced by $1$. Equivalently, for every complex polynomial $p$ of degree at least $2$ and every $z\in\mathbb C$, there should exist a critical point $c$ of $p$ such that $$ \frac{|p(z)-p(c)|}{|z-c|}\le |p'(z)|. $$ The conjecture is false: there exists a polynomial $p$ with $p(0)=0$ and $p'(0)=1$ such that $$ \left|\frac{p(c)}{c}\right|>1 $$ for every critical point $c$.

The source statement is reproduced for indexing with attribution. Mathematical correctness requires domain-expert or mechanical review. VibeMath has not independently audited statement fidelity, correctness, priority, or novelty.

What AI did

GPT-6 Astra (pre-release)

A pre-release GPT-6 Astra autonomously attempted the Formal Conjectures statement in Epoch AI's LeanOpenProblems evaluation. No human saw or steered the proof search. Astra found a new counterexample construction and wrote the Lean proof. The proof builds a holomorphic model on a nonconvex compact set, approximates it polynomially, and adds a high-power perturbation that forces all critical points into a region where the $K=1$ inequality fails. Claude was later used to write repository documentation from the completed run; it was not the mathematical solver.

Provider: OpenAI · Prompt public: unknown · Independence: unknown

Verification boundary

lean verified statement audited

Lean-verified on this site's ladder: kernel-checked, and the statement was written independently of the prover. Checked here on 5 September 2026 from a clone of the repository at f99ab98: 2,266 lines of Lean across the development, zero `sorry` outside the Challenge.lean stub, zero `axiom` declarations, no `native_decide`, `unsafe` or `implemented_by`; the mathlib revision is pinned; CI runs Comparator against the trusted statement allowing only propext, Quot.sound and Classical.choice. The compared statement is byte-identical to Formal Conjectures' `mean_value_problem` at commit 9cbe1d3c, which is Smale's K = 1 form exactly: the quantified K is unused there, and the division convention in Lean (x/0 = 0) only makes the conjecture easier to satisfy, so it cannot help a disproof. Candidate rather than resolved because, two days after the run, no mathematician outside it has read the proof; the witness is a nonconstructive limiting perturbation of large unspecified degree and violates the bound by a small margin, which is consistent with everything known. The proof account was machine-generated and is unaudited.

Correctness: supported · statement fidelity: audited · peer review: none

Timeline

  1. Github

    The formal proof constructs a complex polynomial $p$ such that $$ p(0)=0,\qquad p'(0)=1, $$ and for every critical point $c$ of $p$, $$ \left|\frac{p(c)}{c}\right|>1. $$ Thus at $z=0$ there is no critical point satisfying $$ \frac{|p(0)-p(c)|}{|c|}\le |p'(0)|=1, $$ which disproves Smale's conjectured universal constant $K=1$. The counterexample has very large unspecified degree and violates the bound only by a small margin, so it is consistent with Smale's original $K=4$ theorem, the known low-degree positive cases, and previous asymptotic improvements toward $1$.

Known method families

construction (source-reported)

Source-reported tools: construction.

Independent: unknown · difference confidence: 0

What remains uncertain

VibeMath has not independently audited the mathematical statement, proof, or novelty claim.

  • The source status is candidate and must not be represented as solved.
  • VibeMath has not independently verified the mathematical claim.
  • AI-attempt independence and training-data exposure are unknown unless explicitly documented.
  • VibeMath has not independently audited the mathematical statement, proof, or novelty claim.